-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QHZDE/hUpOe/9UAWorzdaHEewGr5vcO+8UM57vNQXFsZW80ZY3Dpp8TD/qcvteLt 84r2LIOm3fNGpOVasGtW2w== 0000950134-03-000979.txt : 20030123 0000950134-03-000979.hdr.sgml : 20030123 20030123164757 ACCESSION NUMBER: 0000950134-03-000979 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030123 GROUP MEMBERS: DFL INVESTING INC GROUP MEMBERS: THE ROSEWOOD CORP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRESH CHOICE INC CENTRAL INDEX KEY: 0000893741 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 770130849 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43712 FILM NUMBER: 03522714 BUSINESS ADDRESS: STREET 1: 485 COCHRANE CIRCLE CITY: MORGAN HILL STATE: CA ZIP: 95037 BUSINESS PHONE: 4087760799 MAIL ADDRESS: STREET 1: 485 COCHRANE CIRCLE CITY: MORGAN HILL STATE: CA ZIP: 95037 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CAROLINE HUNT TRUST ESTATE CENTRAL INDEX KEY: 0001024767 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2148718600 MAIL ADDRESS: STREET 1: 500 CRESCENT COURT STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75201 SC 13G/A 1 d02655a4sc13gza.txt AMENDMENT NO. 4 TO SCHEDULE 13G Page 1 of 7 - -------------------------------------------------------------------------------- SEC 1745 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION (12-02) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. - -------------------------------------------------------------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0145 ---------------------------- Expires: December 31, 2005 ---------------------------- Estimated average burden hours per response . . . 11 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4 )* -- Fresh Choice, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 358032 10 0 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-l(b) [ ] Rule 13d-l(c) [X] Rule 13d-l(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 358032 10 0 Page 2 of 7 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). DFL Investing, Inc. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) ----------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware, U.S.A. -------------------------------- - -------------------------------------------------------------------------------- 5. Sole Voting Power 0 -------------------------------------- Number of Shares -------------------------------------------------------------- Beneficially 6. Shared Voting Power 463,031 Owned by -------------------------------------- Each Reporting -------------------------------------------------------------- Person With 7. Sole Dispositive Power 0 ---------------------------------- -------------------------------------------------------------- 8. Shared Dispositive Power 463,031 --------------------------------- - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 463,031 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 7.8% (based upon 5,939,146 shares of common stock outstanding on October 1, 2002) - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- CUSIP No. 358032 10 0 Page 3 of 7 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). The Rosewood Corporation - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) ----------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Texas, U.S.A. -------------------------------- - -------------------------------------------------------------------------------- 5. Sole Voting Power 0 -------------------------------------- Number of Shares -------------------------------------------------------------- Beneficially 6. Shared Voting Power 463,031 Owned by -------------------------------------- Each Reporting -------------------------------------------------------------- Person With 7. Sole Dispositive Power 0 ---------------------------------- -------------------------------------------------------------- 8. Shared Dispositive Power 463,031 --------------------------------- - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 463,031 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 7.8% (based upon 5,939,146 shares of common stock outstanding on October 1, 2002) - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- CUSIP No. 358032 10 0 Page 4 of 7 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Caroline Hunt Trust Estate - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------------------------------------------------------- (b) ----------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Texas, U.S.A. -------------------------------- - -------------------------------------------------------------------------------- 5. Sole Voting Power 0 -------------------------------------- Number of Shares -------------------------------------------------------------- Beneficially 6. Shared Voting Power 463,031 Owned by -------------------------------------- Each Reporting -------------------------------------------------------------- Person With 7. Sole Dispositive Power 0 ---------------------------------- -------------------------------------------------------------- 8. Shared Dispositive Power 463,031 --------------------------------- - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 463,031 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 7.8% (based upon 5,939,146 shares of common stock outstanding on October 1, 2002) - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- CUSIP No. 358032 10 0 Page 5 of 7 ITEM 1. (a) Name of Issuer Fresh Choice, Inc. (b) Address of Issuer's Principal Executive Offices 485 Cochrane Circle Morgan Hill, California 95037 ITEM 2. (a) Name of Person Filing i. DFL Investing, Inc. ("DFL") ii. The Rosewood Corporation ("Rosewood") iii. Caroline Hunt Trust Estate ("CHTE") (b) Address of Principal Business Office or, if none, Residence 100 Crescent Court, Suite 1700 Dallas, Texas 75201 (c) Citizenship i. DFL: Delaware ii. Rosewood: Texas iii. CHTE: Texas (d) Title of Class of Securities Common Stock, $.001 par value (e) CUSIP Number 358032 10 0 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-l(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with Section 240.13d-I (b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-I (b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); CUSIP No. 358032 10 0 Page 6 of 7 (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-l(b)(1)(ii)(J). ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 463,031 .* ---------------- (b) Percent of class: 7.8% (based upon 5,939,146 shares of common stock outstanding on October 1, 2002.) ----------------------------------------------- (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 0 . ---------- (ii) Shared power to vote or to direct the vote 463,031 . ---------- (iii) Sole power to dispose or to direct the disposition of 0 . ---------- (iv) Shared power to dispose or to direct the disposition of 463,031 . ---------- *DFL is 100% owned by Rosewood, which in turn is 100% owned by the CHTE. This filing reflects the parent-subsidiary relationships for the entity that directly owns the stock. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following[ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. EXHIBIT 1 Joint Filing Agreement dated January 23, 2003, entered into by and among Caroline Hunt Trust Estate, The Rosewood Corporation, and DFL Investing, Inc. CUSIP No. 358032 10 0 Page 7 of 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 23, 2003 CAROLINE HUNT TRUST ESTATE By: /s/ DON W. CRISP -------------------------------------- Name: Don W. Crisp ----------------------------------- Title: Trustee ----------------------------------- THE ROSEWOOD CORPORATION By: /s/ C. JEDSON NAU -------------------------------------- Name: C. Jedson Nau ----------------------------------- Title: Senior Vice President ----------------------------------- DFL INVESTING, INC. By: /s/ C. JEDSON NAU ------------------------------------- Name: C. Jedson Nau ----------------------------------- Title: Vice President ----------------------------------- ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) EX-1 3 d02655a4exv1.txt JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13G (including amendments thereto) with regard to the common stock of Fresh Choice, Inc., and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this Agreement as of the 23rd day of January, 2003. CAROLINE HUNT TRUST ESTATE By: /s/ DON W. CRISP ---------------------------------------- Name: Don W. Crisp ------------------------------------- Title: Trustee ------------------------------------- THE ROSEWOOD CORPORATION By: /s/ C. JEDSON NAU ---------------------------------------- Name: C. Jedson Nau ------------------------------------- Title: Senior Vice President ------------------------------------- DFL INVESTING, INC. By: /s/ C. JEDSON NAU --------------------------------------- Name: C. Jedson Nau ------------------------------------- Title: Vice President ------------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----